Audit Plan and Reports

 

Audit Plan and Quarterly Updates

Fiscal Year 2012-13

 FY12-13 Audit Plan 
1st Qtr Update

Fiscal Year 2011-12

 FY11-12 Audit Plan 
 1st Qtr Update

Audit Reports

Fiscal Year 2012 - 13

07-11-12 Limited Scope Review of Greater Southern California Towing, Inc
08-08-12 Financial and Compliance Audits of Nine Combined Transportation Funding Program Projects
08-08-12 Orange County Employees Retirement System Review of Orange County Transportation Authority Payroll Transmittals
09-12-12 State Transportation Improvement Program Planning, Programming, and Monitoring Program, Financial and Compliance Audit, Fiscal Year 2009-10
09-26-12 Review of the Transit Division Schedule Check Function and the Agreement with Southland Car Counters, Incorporatede
10-24-12 Employment and Compensation Review
11-14-12 Review of Grievance and Arbitration Process
02-27-13 Review of Wholesale Pass Sales03-13-13 Performance Audit of Measure M2 Environmental Mitigation Program
03-13-13 Review of Orange County Taxi Administration Program Operations
04-10-13 Review of Agreement No. C-8-0728 with ShelterCLEAN, Inc.
01-28-13 Investments Compliance, Controls, and Accounting Review, January 1 through June 30, 2012

Fiscal Year 2011 - 12

07-13-11 Payment Card Industry Data Security Standards Compliance 
08-10-11 Investments Compliance, Controls, and Accounting, July 1 through December 31, 2010 
08-24-11 State Transportation Improvement Program Planning, Programming, and Monitoring Program, Financial and Compliance Audit, Fiscal Year 2008-09
09-14-11 Review of MV Transportation, Inc., Agreement No. C-8-1326, Contracted Fixed-Route, StationLink, and Express Bus Services.pdg Express Bus Services
09-14-11 Review of Veolia Transporation Services, Inc. Agreement No. C-5-3021 for ACCESS Services and Scheduling of Non-ADA Same-Day Taxi Services 
11-09-11 Investments Compliance, Controls, and Accounting, January 1 through June 30, 2011 
12-02-11 Review of Fuel Controls 
01-11-12 Review of Maintenance Materials Management 
01-25-12 Review of Contract and Project Management Controls - SR-57 Improvements 
01-25-12 Review of the Department of Motor Vehicles Pull Notice Program 
03-28-12 Review of Corporate Credit Cards 
03-28-12 Review of the Workers' Compensation Program  
04-11-12 Limited Scope Review of the Procurement of Professional Services for Rail Program Support
05-09-12 Investments Compliance, Controls, and Accounting, July 1 through December 31, 2011
05-09-12 Review of Security of Rolling Stock
05-23-12 Agreements for On-Call General Auditing Services
05-23-12 Performance Audit of the 91 Express Lanes Revenue and Account Management Software System
05-23-12 Review of Contract Retention
06-27-12 Review of Telecommunications Equipment

Annual Financial and Compliance Reports

Fiscal Year 2012

Fiscal Year 2011

Peer Review

External Quality Control Review of the Orange County Transportation Authority Internal Audit Department 

State & Federal Triennial Audits

State Triennial Audit

FY10-FY12 TDA Performance Audit Orange County Transportation Authority
FY10-FY12 TDA Performance Audit Laguna Beach Municipal Transit Lines

Federal Transit Administration Audits

Federal Transit Administration: Procurement System Review of OCTA as of March, 2010 
FY 2010 Federal Transit Administration Review Final Close Out