Audit Plan and Reports

Audit Plan and Quarterly Updates

 


Audit Reports

 

Fiscal Year 2013 - 14

08-28-13 Audit of State Transportation Improvement Program Planning, Programming, and Monitoring Program, Grant Year 2010-11
09-25-13 Review of Flexicble Spending Account Program
10-09-13 Investments - Compliance Controls and Accounting Review January 1 through June 30 2013
11-13-13 Review of Administrative Employee Overtime
11-13-13 Review of Bus Advertising Revenue Program and Agreement with Titan Outdoor, LLC
01-22-14 Department of Homeland Security Federal Emergency Management Agency Region IX Grants Management Division Financial Monitoring Review of 2009 through 2012 Transit Security Grant Program Funding
02-12-14 Internal Audit Policy
02-12-14 Review of Employee Commuter Club Program
02-12-14 Internal Audit Policy
02-12-14 Review of Employee Commuter Club Program
03-26-14 Review of Oversight Controls and Contract Compliance Related to the Metrolink Service Expansion Program
03-26-14 Review of Oversight Controls and Contract Compliance Related to the Tustin Metrolink Station Parking Expansion Project
03-26-14 Review of Mitigation Funding for the West County Connectors Project
04-09-14 Review of Purchase Order Issuance and Oversight
05-28-14 California Governor’s Office of Emergency Services, Grant Monitoring Review, Fiscal Year 2009-10 California Transit Security Grant Program, Award No. 62610002
06-11-14 Review of the Orange County Transportation Authority Store

05-14-14 Investments Compliance Controls and Accounting Review July 1 through December 31, 2013

Fiscal Year 2012 - 13

07-11-12 Limited Scope Review of Greater Southern California Towing, Inc
08-08-12 Financial and Compliance Audits of Nine Combined Transportation Funding Program Projects
08-08-12 Orange County Employees Retirement System Review of Orange County Transportation Authority Payroll Transmittals
09-12-12 State Transportation Improvement Program Planning, Programming, and Monitoring Program, Financial and Compliance Audit, Fiscal Year 2009-10
09-26-12 Review of the Transit Division Schedule Check Function and the Agreement with Southland Car Counters, Incorporatede
10-24-12 Employment and Compensation Review
11-14-12 Review of Grievance and Arbitration Process
01-28-13 Investments Compliance, Controls, and Accounting Review, January 1 through June 30, 2012
02-27-13 Review of Wholesale Pass Sales
03-13-13 Performance Audit of Measure M2 Environmental Mitigation Program
03-13-13 Review of Orange County Taxi Administration Program Operations
04-10-13 Review of Agreement No. C-8-0728 with ShelterCLEAN, Inc.
04-24-13 Investments Compliance, Controls, and Reporting, July 1 through December 31, 2012
04-24-13 Review of Cooperative Agreements with Adult Day Heathcare Agencies for Paratransit Services
05-22-13 Review of Investment Management Contracts for the Bond Proceeds Portfolio
06-26-13 Limited Review of the Orangethorpe Railroad Corridor Grade Separation Projects
06-26-13 Review of Information Systems Hardware

Annual Financial and Compliance Reports

Peer Review

External Quality Control Review of the Orange County Transportation Authority Internal Audit Department 

State & Federal Triennial Audits

State Triennial Audit

FY10-FY12 TDA Performance Audit Orange County Transportation Authority
FY10-FY12 TDA Performance Audit Laguna Beach Municipal Transit Lines

Federal Transit Administration Audits

Fiscal Year 2013 Federal Triennial Review